FINOP Consulting, LLC was established in 2003 as an option for broker dealers who are interested in outsourcing their Financial and Operations Principal as a means to affordable FINOP services.

This allows BDs to maintain costs without the overhead of a full-time FINOP employee while gaining the numerous benefits of a consultant who has the hands-on “know how” to counsel and navigate through the process and the channels of FINRA. This is equally critical during the startup phase and throughout the life of the broker dealer. An experienced FINOP comes to the table with this ability.