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Daniel S. Beaton has more than a dozen years experience as a professional in the securities industry.He has worked for a wide assortment of broker dealers ranging from firms specializing in everything from municipal security underwriting, institutional equity trading, mergers and acquisitions, private placements and third party marketing. He possesses ample experience as a CFO, mastering the regulatory demands bestowed upon broker dealers by the Securities and Exchange Commission. This has provided him vast knowledge of the regulatory requirements and security laws and rules broker dealers abide by.
He is the owner and operator of FINOP Consulting, a financial and operations principal outsourcing firm. Prior to this, he was a partner and CFO of Alpha Equity Research, an institutional equity research broker dealer.
Mr. Beaton graduated Magna Cumlaude from the University of New Hampshire, Whittemore School of Business with a degree in Accounting and Finance. He was a member of the Beta Gama Sigma Society.
He holds his Series 27, 28, 7, 63, 24, 99.
He lives in the New Hampshire Seacoast with his wife, two children and Golden Retriever. He is an avid skier and sports enthusiast.
FINOP Consulting, LLC Ph - 603-379-2478 This email address is being protected from spambots. You need JavaScript enabled to view it.